Unclaimed Profile

Kimberly Lynn Volk

AURORA FINANCIAL GROUP, LLC·PORTLAND, Maine

Series 65Clean record12 years registeredAURORA FINANCIAL GROUP, LLC

85 EXCHANGE STREET, PORTLAND, ME 04101-5036CRD# 5946969Firm CRD# 134895

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Lynn Volk · PORTLAND, ME

Registration

CRD #5946969 · AURORA FINANCIAL GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

MAINE ADVISORY ASSOCIATES

Jan 2021 – present

MAINE ADVISORY ASSOCIATES, INC.

Jan 2020 – Apr 2021

NEW SHARON, ME

AURORA FINANCIAL GROUP, LLC

Feb 2014 – Jan 2020

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 3, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AURORA FINANCIAL GROUP, LLC

CRD 134895 · SEC 801-65793

AUM

$53M

Regulatory assets under management

Employees

281 client accounts

Services offered by AURORA FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AURORA FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Kimberly Lynn Volk offer?

Kimberly Lynn Volk specializes in Financial Planning, Investment Management. Contact their office in PORTLAND, Maine for a consultation.

What are Kimberly Lynn Volk's credentials?

Kimberly Lynn Volk is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Lynn Volk located?

Kimberly Lynn Volk is based in PORTLAND, Maine, working with AURORA FINANCIAL GROUP, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Kimberly Lynn Volk charge for services?

Kimberly Lynn Volk's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AURORA FINANCIAL GROUP, LLC?

AURORA FINANCIAL GROUP, LLC has approximately 1 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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