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Julia Ann Finn

HARPSWELL CAPITAL MANAGEMENT, LLC·PORTLAND, Maine
Unclaimed Profile
2 MONUMENT SQUARE, PORTLAND, ME 04101CRD# 5785973Firm CRD# 146252
01

About

Julia Ann Finn is a registered financial advisor based in PORTLAND, Maine, affiliated with HARPSWELL CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
HARPSWELL CAPITAL MANAGEMENT, LLC
HARPSWELL CAPITAL MANAGEMENT, LLC
AUM
$122M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at HARPSWELL CAPITAL MANAGEMENT, LLC →
Services
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5785973
Firm CRD# 146252
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Julia Ann Finn offer?
Julia Ann Finn is a registered financial advisor in PORTLAND, Maine. Contact their office for details on services offered.
What are Julia Ann Finn's credentials?
Julia Ann Finn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Julia Ann Finn located?
Julia Ann Finn is based in PORTLAND, Maine, working with HARPSWELL CAPITAL MANAGEMENT, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Julia Ann Finn charge for services?
Julia Ann Finn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARPSWELL CAPITAL MANAGEMENT, LLC?
HARPSWELL CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Maine
BANGOR (22)BRUNSWICK (17)BAR HARBOR (6)FALMOUTH (6)SOUTH PORTLAND (5)
City Guides
BANGOR GuideBRUNSWICK GuideBAR HARBOR GuideFALMOUTH GuideSOUTH PORTLAND Guide
Research
Advisor Fees in MaineNational Fee Analysis
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