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Benjamin James Smith

GUIDANCE POINT RETIREMENT SERVICES, LLC·PORTLAND, Maine
Unclaimed Profile
136 COMMERCIAL STREET, PORTLAND, ME 04101CRD# 6027765Firm CRD# 161000
01

About

Benjamin James Smith is a registered financial advisor based in PORTLAND, Maine, affiliated with GUIDANCE POINT RETIREMENT SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
GUIDANCE POINT RETIREMENT SERVICES, LLC
GUIDANCE POINT RETIREMENT SERVICES, LLC
AUM
$64M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at GUIDANCE POINT RETIREMENT SERVICES, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6027765
Firm CRD# 161000
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Benjamin James Smith offer?
Benjamin James Smith specializes in Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.
What are Benjamin James Smith's credentials?
Benjamin James Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin James Smith located?
Benjamin James Smith is based in PORTLAND, Maine, working with GUIDANCE POINT RETIREMENT SERVICES, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Benjamin James Smith charge for services?
Benjamin James Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUIDANCE POINT RETIREMENT SERVICES, LLC?
GUIDANCE POINT RETIREMENT SERVICES, LLC has approximately 5 employees and manages $64M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PORTLAND
Andrew Jay Walker — GUIDANCE POINT RETIREMENT SERVICES, LLCGeorge William Allen — DAVIS R M INCRichard Anthony Carriuolo — DAVIS R M INCBrian Howard Noyes — R M DAVIS INCJulianne Hull — GREENBACKER CAPITAL MANAGEMENT LLC
Nearby cities in Maine
BANGOR (22)BRUNSWICK (17)BAR HARBOR (6)FALMOUTH (6)SOUTH PORTLAND (5)
City Guides
BANGOR GuideBRUNSWICK GuideBAR HARBOR GuideFALMOUTH GuideSOUTH PORTLAND Guide
Research
Advisor Fees in MaineNational Fee Analysis
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