Unclaimed Profile

John Herman Walker

H. M. PAYSON & CO.·PORTLAND, Maine

Series 00, Series 1, Series 63Clean record23 years registeredH. M. PAYSON & CO.

ONE PORTLAND SQUARE, 5TH FLOOR, PORTLAND, ME 04101CRD# 457194Firm CRD# 2993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Herman Walker · PORTLAND, ME

Registration

CRD #457194 · H. M. PAYSON & CO. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: H. M. PAYSON & CO.

H.M. PAYSON

Oct 2002 – Apr 2026

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

Series 00

Series 1

Series 63

Registration record

First registered · October 4, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

H. M. PAYSON & CO.

CRD 2993 · SEC 801-3901

AUM

$7.0B

Regulatory assets under management

Employees

4,017 client accounts

Services offered by H. M. PAYSON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at H. M. PAYSON & CO. →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTLAND?

Browse all registered financial advisors in PORTLAND, Maine or claim this profile if it's yours.

Browse PORTLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Herman Walker offer?

John Herman Walker specializes in Financial Planning, Investment Management, Wealth Management.

What are John Herman Walker's credentials?

John Herman Walker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Herman Walker located?

John Herman Walker is based in PORTLAND, Maine, last registered with H. M. PAYSON & CO..

How does John Herman Walker charge for services?

John Herman Walker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is H. M. PAYSON & CO.?

H. M. PAYSON & CO. has approximately 33 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →