Unclaimed Profile

David E Smith

PORTLAND GLOBAL ADVISORS LLC·PORTLAND, Maine

Series 65Clean record5 years registeredPORTLAND GLOBAL ADVISORS LLC

217 COMMERCIAL ST, PORTLAND, ME 04101CRD# 7330481Firm CRD# 109127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David E Smith · PORTLAND, ME

Registration

CRD #7330481 · PORTLAND GLOBAL ADVISORS LLC · 5 years registered

Brand Profile

Not yet started

Career History

PORTLAND GLOBAL ADVISORS LLC

Feb 2021 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 13, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PORTLAND GLOBAL ADVISORS LLC

CRD 109127 · SEC 801-54256

AUM

$895M

Regulatory assets under management

Employees

813 client accounts

Services offered by PORTLAND GLOBAL ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PORTLAND GLOBAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does David E Smith offer?

David E Smith specializes in Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.

What are David E Smith's credentials?

David E Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David E Smith located?

David E Smith is based in PORTLAND, Maine, working with PORTLAND GLOBAL ADVISORS LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does David E Smith charge for services?

David E Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PORTLAND GLOBAL ADVISORS LLC?

PORTLAND GLOBAL ADVISORS LLC has approximately 11 employees and manages $895M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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