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David E Smith

PORTLAND GLOBAL ADVISORS LLC·PORTLAND, Maine
Unclaimed Profile
217 COMMERCIAL ST, PORTLAND, ME 04101CRD# 7330481Firm CRD# 109127
01

About

David E Smith is a registered financial advisor based in PORTLAND, Maine, affiliated with PORTLAND GLOBAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
PORTLAND GLOBAL ADVISORS LLC
PORTLAND GLOBAL ADVISORS LLC
AUM
$895M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at PORTLAND GLOBAL ADVISORS LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 7330481
Firm CRD# 109127
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David E Smith offer?
David E Smith specializes in Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.
What are David E Smith's credentials?
David E Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David E Smith located?
David E Smith is based in PORTLAND, Maine, working with PORTLAND GLOBAL ADVISORS LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does David E Smith charge for services?
David E Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PORTLAND GLOBAL ADVISORS LLC?
PORTLAND GLOBAL ADVISORS LLC has approximately 11 employees and manages $895M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Maine
BANGOR (22)BRUNSWICK (17)BAR HARBOR (6)FALMOUTH (6)SOUTH PORTLAND (5)
City Guides
BANGOR GuideBRUNSWICK GuideBAR HARBOR GuideFALMOUTH GuideSOUTH PORTLAND Guide
Research
Advisor Fees in MaineNational Fee Analysis
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