Unclaimed Profile

Charles Stone Clark

CLARK & STUART INC·PORTLAND, Maine

Series 7, Series 63, Series 66CFP21 years registeredCLARK & STUART INC

1945 CONGRESS STREET BUILDING A, PORTLAND, ME 04102CRD# 861962Firm CRD# 107991

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Stone Clark · PORTLAND, ME

Registration

CRD #861962 · CLARK & STUART INC · 21 years registered

Brand Profile

Not yet started

Career History

CLARK & STUART INC

Aug 2004 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · August 18, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

2003Civil·Final

2003Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLARK & STUART INC

CRD 107991 · SEC 801-113250

AUM

$170M

Regulatory assets under management

Employees

172 client accounts

Services offered by CLARK & STUART INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CLARK & STUART INC →

Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTLAND?

Browse all registered financial advisors in PORTLAND, Maine or claim this profile if it's yours.

Browse PORTLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Charles Stone Clark offer?

Charles Stone Clark specializes in Investment Management, Fee-Only Advisory. Contact their office in PORTLAND, Maine for a consultation.

What are Charles Stone Clark's credentials?

Charles Stone Clark holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Stone Clark located?

Charles Stone Clark is based in PORTLAND, Maine, working with CLARK & STUART INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Charles Stone Clark charge for services?

Charles Stone Clark's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARK & STUART INC?

CLARK & STUART INC has approximately 2 employees and manages $170M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →