Unclaimed Profile

John Richard Seale

ADKINS SEALE CAPITAL MANAGEMENT LLC·SHREVEPORT, Louisiana

Series 5, Series 7, Series 63Clean record21 years registeredADKINS SEALE CAPITAL MANAGEMENT LLC

333 TEXAS STREET, SUITE 2235, SHREVEPORT, LA 71101CRD# 873018Firm CRD# 166749

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Seale · SHREVEPORT, LA

Registration

CRD #873018 · ADKINS SEALE CAPITAL MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADKINS SEALE CAPITAL MANAGEMENT LLC

ADKINS SEALE CAPITAL MANAGEMENT LLC

Apr 2013 – Feb 2025

SHREVEPORT, LA

MORGAN STANLEY

Nov 2010 – May 2013

SHREVEPORT, LA

LEGG MASON WOOD WALKER INC

Dec 2004 – Apr 2005

SHREVEPORT, LA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Registration record

First registered · December 8, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADKINS SEALE CAPITAL MANAGEMENT LLC

CRD 166749 · SEC 801-77795

AUM

$384M

Regulatory assets under management

Employees

416 client accounts

Services offered by ADKINS SEALE CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADKINS SEALE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John Richard Seale offer?

John Richard Seale specializes in Financial Planning, Investment Management, Wealth Management.

What are John Richard Seale's credentials?

John Richard Seale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Richard Seale located?

John Richard Seale is based in SHREVEPORT, Louisiana, last registered with ADKINS SEALE CAPITAL MANAGEMENT LLC.

How does John Richard Seale charge for services?

John Richard Seale's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADKINS SEALE CAPITAL MANAGEMENT LLC?

ADKINS SEALE CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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