Unclaimed Profile

Dwight Lee Pugh

HMV WEALTH ADVISORS, LLC·SHREVEPORT, Louisiana

Series 65Clean record7 years registeredHMV WEALTH ADVISORS, LLC

333 TEXAS STREET, SHREVEPORT, LA 71101CRD# 6985696Firm CRD# 297747

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dwight Lee Pugh · SHREVEPORT, LA

Registration

CRD #6985696 · HMV WEALTH ADVISORS, LLC · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HMV WEALTH ADVISORS, LLC

HMV WEALTH ADVISORS, LLC

Sep 2018 – Aug 2024

SHREVEPORT, LA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 6, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HMV WEALTH ADVISORS, LLC

CRD 297747 · SEC 801-127046

AUM

$305M

Regulatory assets under management

Employees

77 client accounts

Services offered by HMV WEALTH ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HMV WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dwight Lee Pugh offer?

Dwight Lee Pugh specializes in Investment Management, Fee-Only Advisory.

What are Dwight Lee Pugh's credentials?

Dwight Lee Pugh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dwight Lee Pugh located?

Dwight Lee Pugh is based in SHREVEPORT, Louisiana, last registered with HMV WEALTH ADVISORS, LLC.

How does Dwight Lee Pugh charge for services?

Dwight Lee Pugh's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HMV WEALTH ADVISORS, LLC?

HMV WEALTH ADVISORS, LLC has approximately 4 employees and manages $305M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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