Unclaimed Profile

David Joseph Palozzola

HANCOCK WHITNEY INVESTMENT SERVICES INC.·NEW ORLEANS, Louisiana

SIE, Series 4, Series 7, Series 24, Series 53, Series 63Clean record18 years registeredHANCOCK WHITNEY INVESTMENT SERVICES INC.

701 POYDRAS ST., NEW ORLEANS, LA 70139CRD# 1537351Firm CRD# 40637

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Palozzola · NEW ORLEANS, LA

Registration

CRD #1537351 · HANCOCK WHITNEY INVESTMENT SERVICES INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

Feb 2012 – Aug 2020

NEW ORLEANS, LA

PRIMEVEST FINANCIAL SERVICES, INC.

May 2008 – Feb 2012

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · May 9, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD 40637 · SEC 801-68420

AUM

$219M

Regulatory assets under management

Employees

1,125 client accounts

Services offered by HANCOCK WHITNEY INVESTMENT SERVICES INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HANCOCK WHITNEY INVESTMENT SERVICES INC. →

Introduction

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Frequently Asked Questions

What services does David Joseph Palozzola offer?

David Joseph Palozzola specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David Joseph Palozzola's credentials?

David Joseph Palozzola is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Joseph Palozzola located?

David Joseph Palozzola is based in NEW ORLEANS, Louisiana, last registered with HANCOCK WHITNEY INVESTMENT SERVICES INC..

How does David Joseph Palozzola charge for services?

David Joseph Palozzola's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANCOCK WHITNEY INVESTMENT SERVICES INC.?

HANCOCK WHITNEY INVESTMENT SERVICES INC. has approximately 45 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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