Unclaimed Profile

David John Down

NEWEDGE ADVISORS, LLC·NEW ORLEANS, Louisiana

SIE, Series 4, Series 7, Series 14, Series 24, Series 63, Series 79TO, Series 99TOClean record31 years registeredNEWEDGE ADVISORS, LLC

858 CAMP STREET, NEW ORLEANS, LA 70130CRD# 1901538Firm CRD# 171351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David John Down · NEW ORLEANS, LA

Registration

CRD #1901538 · NEWEDGE ADVISORS, LLC · 31 years registered

Brand Profile

Not yet started

Career History

NEW EDGE WEALTH

Oct 2020 – present

NEWEDGE ADVISORS

Nov 2021 – May 2023

Pittsburg, PA

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Aug 1994 – Nov 2021

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 63

Series 79TO

Series 99TO

Registration record

First registered · August 24, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEWEDGE ADVISORS, LLC

CRD 171351 · SEC 801-79876

AUM

$18.4B

Regulatory assets under management

Employees

570

62,249 client accounts

Services offered by NEWEDGE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEWEDGE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David John Down offer?

David John Down specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW ORLEANS, Louisiana for a consultation.

What are David John Down's credentials?

David John Down is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David John Down located?

David John Down is based in NEW ORLEANS, Louisiana, working with NEWEDGE ADVISORS, LLC. Their office serves clients in the NEW ORLEANS metropolitan area and surrounding communities.

How does David John Down charge for services?

David John Down's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWEDGE ADVISORS, LLC?

NEWEDGE ADVISORS, LLC has approximately 570 employees and manages $18.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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