Unclaimed Profile

Samuel P Schwing

WALTER C. FLOWER & CO., INC·NEW ORLEANS, Louisiana

Series 7, Series 63Clean record15 years registeredWALTER C. FLOWER & CO., INC

408 MAGAZINE STREET, NEW ORLEANS, LA 70130-2435CRD# 2341072Firm CRD# 110775

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel P Schwing · NEW ORLEANS, LA

Registration

CRD #2341072 · WALTER C. FLOWER & CO., INC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WALTER C. FLOWER & CO., INC

WALTER C. FLOWER & CO., INC

May 2011 – Dec 2021

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · May 23, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALTER C. FLOWER & CO., INC

CRD 110775 · SEC 801-14116

AUM

$460M

Regulatory assets under management

Employees

43 client accounts

Services offered by WALTER C. FLOWER & CO., INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WALTER C. FLOWER & CO., INC →

Introduction

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Frequently Asked Questions

What services does Samuel P Schwing offer?

Samuel P Schwing specializes in Investment Management, Fee-Only Advisory.

What are Samuel P Schwing's credentials?

Samuel P Schwing is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel P Schwing located?

Samuel P Schwing is based in NEW ORLEANS, Louisiana, last registered with WALTER C. FLOWER & CO., INC.

How does Samuel P Schwing charge for services?

Samuel P Schwing's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALTER C. FLOWER & CO., INC?

WALTER C. FLOWER & CO., INC has approximately 3 employees and manages $460M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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