Unclaimed Profile

Shane Joseph Haag

DIVERSIFIED INVESTMENT STRATEGIES, LLC·BATON ROUGE, Louisiana

Series 4, Series 7, Series 24, Series 63, Series 65, Series 6622 years registeredDIVERSIFIED INVESTMENT STRATEGIES, LLC

4870 BLUEBONNET BLVD., BATON ROUGE, LA 70809CRD# 2363899Firm CRD# 142202

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shane Joseph Haag · BATON ROUGE, LA

Registration

CRD #2363899 · DIVERSIFIED INVESTMENT STRATEGIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ADVISOR.INVESTMENTS

Feb 2008 – present

DIVERSIFIED INVESTMENT STRATEGIES, LLC

Nov 2006 – Nov 2006

BATON ROUGE, LA

QA3 FINANCIAL LLC

Sep 2006 – Feb 2008

BATON ROUGE, LA

SECURITIES AMERICA ADVISORS, INC.

Apr 2004 – Oct 2006

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · April 22, 2004

Years registered · 22

Disclosure History

2011Customer Dispute·Settled

2006Customer Dispute·Withdrawn

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DIVERSIFIED INVESTMENT STRATEGIES, LLC

CRD 142202 · SEC 801-67260

AUM

$186M

Regulatory assets under management

Employees

318 client accounts

Services offered by DIVERSIFIED INVESTMENT STRATEGIES, LLC

Per Form ADV

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at DIVERSIFIED INVESTMENT STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Shane Joseph Haag offer?

Shane Joseph Haag specializes in Investment Management. Contact their office in BATON ROUGE, Louisiana for a consultation.

What are Shane Joseph Haag's credentials?

Shane Joseph Haag is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shane Joseph Haag located?

Shane Joseph Haag is based in BATON ROUGE, Louisiana, working with DIVERSIFIED INVESTMENT STRATEGIES, LLC. Their office serves clients in the BATON ROUGE metropolitan area and surrounding communities.

How does Shane Joseph Haag charge for services?

Shane Joseph Haag's firm is compensated through percentage of aum, commissions, performance-based fees, other: fees for tax preparation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVERSIFIED INVESTMENT STRATEGIES, LLC?

DIVERSIFIED INVESTMENT STRATEGIES, LLC has approximately 5 employees and manages $186M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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