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Gavin T. Gleason

THE GLEASON GROUP, INC.·PROSPECT, Kentucky
SIE, Series 7, Series 66Clean record24 years registeredTHE GLEASON GROUP, INC.
9418 NORTON COMMONS BOULEVARD, PROSPECT, KY 40059CRD# 4464641Firm CRD# 175104

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gavin T. Gleason · PROSPECT, KY
Registration
CRD #4464641 · THE GLEASON GROUP, INC. · 24 years registered
Brand Profile
Not yet started
01

Career History

THE GLEASON GROUP, INC.
May 2015 – present
J.J.B. HILLIARD, W.L. LYONS, LLC
Mar 2009 – May 2015
LOUISVILLE, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Mar 2002 – Mar 2009
LOUISVILLE, KY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · March 19, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE GLEASON GROUP, INC.
CRD 175104 · SEC 801-96195
AUM
$785M
Regulatory assets under management
Employees
9
946 client accounts
Services offered by THE GLEASON GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE GLEASON GROUP, INC. →
Introduction

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05

Frequently Asked Questions

What services does Gavin T. Gleason offer?
Gavin T. Gleason specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in PROSPECT, Kentucky for a consultation.
What are Gavin T. Gleason's credentials?
Gavin T. Gleason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gavin T. Gleason located?
Gavin T. Gleason is based in PROSPECT, Kentucky, working with THE GLEASON GROUP, INC.. Their office serves clients in the PROSPECT metropolitan area and surrounding communities.
How does Gavin T. Gleason charge for services?
Gavin T. Gleason's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE GLEASON GROUP, INC.?
THE GLEASON GROUP, INC. has approximately 9 employees and manages $785M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE GLEASON GROUP, INC.

Andrea Nicole Gleason
PROSPECT, KY

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