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Charles Kelly Buckley

SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.·NICHOLASVILLE, Kentucky
Series 7, Series 24, Series 63, Series 65Clean record31 years registeredSPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
105 WIND HAVEN DRIVE, NICHOLASVILLE, KY 40356CRD# 1752633Firm CRD# 125147

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Kelly Buckley · NICHOLASVILLE, KY
Registration
CRD #1752633 · SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. · 31 years registered
Brand Profile
Not yet started
01

Career History

SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
Apr 1997 – present
TRIAD ADVISORS, INC.
Mar 2003 – Aug 2003
NICHOLASVILLE, KY
LINSCO/PRIVATE LEDGER CORP.
Apr 1995 – Jan 2003
NICHOLASVILLE, KY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · April 13, 1995
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
CRD 125147 · SEC 801-79371
AUM
$321M
Regulatory assets under management
Employees
10
1,341 client accounts
Services offered by SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. →
Introduction

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05

Frequently Asked Questions

What services does Charles Kelly Buckley offer?
Charles Kelly Buckley specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in NICHOLASVILLE, Kentucky for a consultation.
What are Charles Kelly Buckley's credentials?
Charles Kelly Buckley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Kelly Buckley located?
Charles Kelly Buckley is based in NICHOLASVILLE, Kentucky, working with SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.. Their office serves clients in the NICHOLASVILLE metropolitan area and surrounding communities.
How does Charles Kelly Buckley charge for services?
Charles Kelly Buckley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.?
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. has approximately 10 employees and manages $321M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.

Christopher Brian Edney
NICHOLASVILLE, KY

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Kentucky
LOUISVILLE (181)LEXINGTON (67)COVINGTON (41)FT. WRIGHT (5)BOWLING GREEN (5)WADDY (3)FT. MITCHELL (3)PROSPECT (3)ELIZABETHTOWN (3)BELLEVUE (2)
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Research
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