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SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
NICHOLASVILLE, Kentucky
·
2 registered advisors
·
CRD# 125147
SEC# 801-79371
0
859-223-6333
01
Firm Overview
AUM
$321M
Regulatory assets under management
Employees
10
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Fee-Only Advisory
04
Advisors at SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
2 registered advisors
Charles Kelly Buckley
NICHOLASVILLE, Kentucky
CRD# 1752633
Christopher Brian Edney
NICHOLASVILLE, Kentucky
CRD# 4933070
05
Office Locations
NICHOLASVILLE, Kentucky
2 advisors
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Data sourced from SEC Form ADV filings. SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. (CRD# 125147) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.