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Thomas Dignan Mueller

RIVER ROAD ASSET MANAGEMENT, LLC·LOUISVILLE, Kentucky
Clean recordRIVER ROAD ASSET MANAGEMENT, LLC
462 SOUTH FOURTH STREET, LOUISVILLE, KY 40202-3466CRD# 4938017Firm CRD# 134918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Dignan Mueller · LOUISVILLE, KY
Registration
CRD #4938017 · RIVER ROAD ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Dignan Mueller is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with RIVER ROAD ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
RIVER ROAD ASSET MANAGEMENT, LLC
RIVER ROAD ASSET MANAGEMENT, LLC
AUM
$7.7B
Regulatory assets under management
Employees
44
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4938017
Firm CRD# 134918
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Dignan Mueller offer?
Thomas Dignan Mueller specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Thomas Dignan Mueller's credentials?
Thomas Dignan Mueller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Dignan Mueller located?
Thomas Dignan Mueller is based in LOUISVILLE, Kentucky, working with RIVER ROAD ASSET MANAGEMENT, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Thomas Dignan Mueller charge for services?
Thomas Dignan Mueller's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVER ROAD ASSET MANAGEMENT, LLC?
RIVER ROAD ASSET MANAGEMENT, LLC has approximately 44 employees and manages $7.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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