Unclaimed Profile

James Carl Shircliff

RIVER ROAD ASSET MANAGEMENT, LLC·LOUISVILLE, Kentucky

Clean recordRIVER ROAD ASSET MANAGEMENT, LLC

462 SOUTH FOURTH STREET, LOUISVILLE, KY 40202-3466CRD# 1214473Firm CRD# 134918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Carl Shircliff · LOUISVILLE, KY

Registration

CRD #1214473 · RIVER ROAD ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Carl Shircliff is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with RIVER ROAD ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

RIVER ROAD ASSET MANAGEMENT, LLC

AUM

$7.7B

Regulatory assets under management

Employees

Total firm employees

View all advisors at RIVER ROAD ASSET MANAGEMENT, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 1214473

Firm CRD# 134918

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Carl Shircliff offer?

James Carl Shircliff specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are James Carl Shircliff's credentials?

James Carl Shircliff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Carl Shircliff located?

James Carl Shircliff is based in LOUISVILLE, Kentucky, working with RIVER ROAD ASSET MANAGEMENT, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does James Carl Shircliff charge for services?

James Carl Shircliff's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIVER ROAD ASSET MANAGEMENT, LLC?

RIVER ROAD ASSET MANAGEMENT, LLC has approximately 44 employees and manages $7.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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