Unclaimed Profile

Kenneth Alvin O'neil

KPP ADVISORY SERVICES LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 24, Series 6619 years registeredKPP ADVISORY SERVICES LLC

9300 SHELBYVILLE RD., LOUISVILLE, KY 40222CRD# 4510809Firm CRD# 289507

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Alvin O'neil · LOUISVILLE, KY

Registration

CRD #4510809 · KPP ADVISORY SERVICES LLC · 19 years registered

Brand Profile

Not yet started

Career History

KPP ADVISORY SERVICES LLC

Oct 2017 – present

LPL FINANCIAL LLC

Dec 2006 – Feb 2018

FORT LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · December 13, 2006

Years registered · 19

Disclosure History

2007Customer Dispute·Denied

1991Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KPP ADVISORY SERVICES LLC

CRD 289507 · SEC 801-111709

AUM

$881M

Regulatory assets under management

Employees

3,132 client accounts

Services offered by KPP ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KPP ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Alvin O'neil offer?

Kenneth Alvin O'neil specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Kenneth Alvin O'neil's credentials?

Kenneth Alvin O'neil is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Alvin O'neil located?

Kenneth Alvin O'neil is based in LOUISVILLE, Kentucky, working with KPP ADVISORY SERVICES LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Kenneth Alvin O'neil charge for services?

Kenneth Alvin O'neil's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KPP ADVISORY SERVICES LLC?

KPP ADVISORY SERVICES LLC has approximately 36 employees and manages $881M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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