Unclaimed Profile

James Allen Saling

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 63Clean record22 years registeredCARDINAL STRATEGIC WEALTH GUIDANCE, LLC

9750 ORMSBY STATION ROAD, LOUISVILLE, KY 40223CRD# 1780075Firm CRD# 283226

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Allen Saling · LOUISVILLE, KY

Registration

CRD #1780075 · CARDINAL STRATEGIC WEALTH GUIDANCE, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARDINAL STRATEGIC WEALTH GUIDANCE, LLC

SALING WEALTH ADVISORS

May 2016 – Oct 2025

LOUISVILLE, KY

J.J.B. HILLIARD, W.L. LYONS, LLC

Jan 2004 – Apr 2016

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 7, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC

CRD 283226 · SEC 801-107417

AUM

$410M

Regulatory assets under management

Employees

822 client accounts

Services offered by CARDINAL STRATEGIC WEALTH GUIDANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARDINAL STRATEGIC WEALTH GUIDANCE, LLC →

Introduction

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Frequently Asked Questions

What services does James Allen Saling offer?

James Allen Saling specializes in Financial Planning, Investment Management.

What are James Allen Saling's credentials?

James Allen Saling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Allen Saling located?

James Allen Saling is based in LOUISVILLE, Kentucky, last registered with CARDINAL STRATEGIC WEALTH GUIDANCE, LLC.

How does James Allen Saling charge for services?

James Allen Saling's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARDINAL STRATEGIC WEALTH GUIDANCE, LLC?

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC has approximately 11 employees and manages $410M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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