Unclaimed Profile

William Lewis Tatro

JOULE FINANCIAL, LLC·LEXINGTON, Kentucky

Series 7, Series 24, Series 63, Series 6623 years registeredJOULE FINANCIAL, LLC

1216 S. BROADWAY, LEXINGTON, KY 40504CRD# 4324021Firm CRD# 320791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Lewis Tatro · LEXINGTON, KY

Registration

CRD #4324021 · JOULE FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOULE FINANCIAL, LLC

JOULE FINANCIAL, LLC

Jun 2022 – May 2026

LEXINGTON, KY

JOULE FINANCIAL

Oct 2008 – Jun 2022

LEXINGTON, KY

TATRO CAPITAL, LLC

Jun 2007 – Nov 2007

BRADENTON, FL

SHARK ASSET MANAGEMENT, INC.

Aug 2005 – May 2007

LEXINGTON, KY

TATRO CAPITAL, LLC

Apr 2005 – Jun 2006

LEXINGTON, KY

EAGLE STEWARD, LTD.

Jul 2003 – Mar 2005

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 30, 2003

Years registered · 23

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

JOULE FINANCIAL, LLC

CRD 320791 · SEC 801-125024

AUM

$332M

Regulatory assets under management

Employees

1,822 client accounts

Services offered by JOULE FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOULE FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does William Lewis Tatro offer?

William Lewis Tatro specializes in Financial Planning, Investment Management.

What are William Lewis Tatro's credentials?

William Lewis Tatro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Lewis Tatro located?

William Lewis Tatro is based in LEXINGTON, Kentucky, last registered with JOULE FINANCIAL, LLC.

How does William Lewis Tatro charge for services?

William Lewis Tatro's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOULE FINANCIAL, LLC?

JOULE FINANCIAL, LLC has approximately 7 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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