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Scot David Duncan

MIDDLEGROUND MANAGEMENT, LP·LEXINGTON, Kentucky
Clean recordMIDDLEGROUND MANAGEMENT, LP
1500 ARISTIDES BLVD., LEXINGTON, KY 40511CRD# 6951260Firm CRD# 297235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scot David Duncan · LEXINGTON, KY
Registration
CRD #6951260 · MIDDLEGROUND MANAGEMENT, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Scot David Duncan is a registered financial advisor based in LEXINGTON, Kentucky, affiliated with MIDDLEGROUND MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
MIDDLEGROUND MANAGEMENT, LP
MIDDLEGROUND CAPITAL
AUM
$3.8B
Regulatory assets under management
Employees
142
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6951260
Firm CRD# 297235
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05

Frequently Asked Questions

What services does Scot David Duncan offer?
Scot David Duncan specializes in Retirement Planning. Contact their office in LEXINGTON, Kentucky for a consultation.
What are Scot David Duncan's credentials?
Scot David Duncan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scot David Duncan located?
Scot David Duncan is based in LEXINGTON, Kentucky, working with MIDDLEGROUND MANAGEMENT, LP. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.
How does Scot David Duncan charge for services?
Scot David Duncan's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDDLEGROUND MANAGEMENT, LP?
MIDDLEGROUND MANAGEMENT, LP has approximately 142 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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