Unclaimed Profile

Lawrence William Clay

TATRO CAPITAL, LLC·LEXINGTON, Kentucky

SIE, Series 4, Series 7, Series 9, Series 10, Series 23, Series 24, Series 66Clean record23 years registeredTATRO CAPITAL, LLC

1216 S. BROADWAY, LEXINGTON, KY 40504CRD# 3034922Firm CRD# 133783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lawrence William Clay · LEXINGTON, KY

Registration

CRD #3034922 · TATRO CAPITAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TATRO CAPITAL, LLC

GREAT VALLEY ADVISOR GROUP, INC.

Nov 2016 – Jun 2018

WILMINGTON, DE

PRIMEVEST FINANCIAL SERVICES, INC.

Mar 2006 – Dec 2006

SPRING HOUSE, PA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2004 – Nov 2004

PHILADELPHIA, PA

QUICK & REILLY, INC.

Nov 2002 – Oct 2004

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 23

Series 24

Series 66

Registration record

First registered · November 25, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TATRO CAPITAL, LLC

CRD 133783 · SEC 801-112854

AUM

$277M

Regulatory assets under management

Employees

1,519 client accounts

Services offered by TATRO CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TATRO CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Lawrence William Clay offer?

Lawrence William Clay specializes in Financial Planning, Investment Management.

What are Lawrence William Clay's credentials?

Lawrence William Clay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lawrence William Clay located?

Lawrence William Clay is based in LEXINGTON, Kentucky, last registered with TATRO CAPITAL, LLC.

How does Lawrence William Clay charge for services?

Lawrence William Clay's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TATRO CAPITAL, LLC?

TATRO CAPITAL, LLC has approximately 6 employees and manages $277M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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