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James Eric Mullins

INVESTMENTS & FINANCIAL PLANNING, LLC·LEXINGTON, Kentucky
Clean recordINVESTMENTS & FINANCIAL PLANNING, LLC
1795 ALYSHEBA WAY, LEXINGTON, KY 40509CRD# 4548105Firm CRD# 164333

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Eric Mullins · LEXINGTON, KY
Registration
CRD #4548105 · INVESTMENTS & FINANCIAL PLANNING, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Eric Mullins is a registered financial advisor based in LEXINGTON, Kentucky, affiliated with INVESTMENTS & FINANCIAL PLANNING, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
INVESTMENTS & FINANCIAL PLANNING, LLC
INVESTMENTS & FINANCIAL PLANNING, LLC
AUM
$241M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at INVESTMENTS & FINANCIAL PLANNING, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4548105
Firm CRD# 164333
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Eric Mullins offer?
James Eric Mullins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.
What are James Eric Mullins's credentials?
James Eric Mullins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Eric Mullins located?
James Eric Mullins is based in LEXINGTON, Kentucky, working with INVESTMENTS & FINANCIAL PLANNING, LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.
How does James Eric Mullins charge for services?
James Eric Mullins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMENTS & FINANCIAL PLANNING, LLC?
INVESTMENTS & FINANCIAL PLANNING, LLC has approximately 5 employees and manages $241M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at INVESTMENTS & FINANCIAL PLANNING, LLC

David Brian Short
LEXINGTON, KY

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Kentucky
LOUISVILLE (242)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)BOWLING GREEN (7)WADDY (6)RICHMOND (5)ELIZABETHTOWN (5)HEBRON (5)FT. MITCHELL (4)
City Guides
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Research
Advisor Fees in KentuckyNational Fee Analysis
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