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INVESTMENTS & FINANCIAL PLANNING, LLC
INVESTMENTS & FINANCIAL PLANNING, LLC
LEXINGTON, Kentucky
·
2 registered advisors
·
CRD# 164333
SEC# 801-119021
1
859-543-8188
01
Firm Overview
AUM
$241M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at INVESTMENTS & FINANCIAL PLANNING, LLC
2 registered advisors
David Brian Short
LEXINGTON, Kentucky
CRD# 4521911
James Eric Mullins
LEXINGTON, Kentucky
CRD# 4548105
05
Office Locations
LEXINGTON, Kentucky
2 advisors
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Data sourced from SEC Form ADV filings. INVESTMENTS & FINANCIAL PLANNING, LLC (CRD# 164333) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.