Unclaimed Profile

David Scott Neal

D. SCOTT NEAL, INC.·LEXINGTON, Kentucky

Series 63Clean record30 years registeredD. SCOTT NEAL, INC.

3292 EAGLE VIEW LANE, LEXINGTON, KY 40509CRD# 2665518Firm CRD# 110975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Scott Neal · LEXINGTON, KY

Registration

CRD #2665518 · D. SCOTT NEAL, INC. · 30 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Apr 2025 – present

D. SCOTT NEAL, INC.

Oct 1995 – Nov 2025

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

Series 63

Registration record

First registered · October 26, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

D. SCOTT NEAL, INC.

CRD 110975 · SEC 801-60070

AUM

$304M

Regulatory assets under management

Employees

1,333 client accounts

Services offered by D. SCOTT NEAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at D. SCOTT NEAL, INC. →

Introduction

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Frequently Asked Questions

What services does David Scott Neal offer?

David Scott Neal specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are David Scott Neal's credentials?

David Scott Neal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Scott Neal located?

David Scott Neal is based in LEXINGTON, Kentucky, working with D. SCOTT NEAL, INC.. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does David Scott Neal charge for services?

David Scott Neal's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is D. SCOTT NEAL, INC.?

D. SCOTT NEAL, INC. has approximately 10 employees and manages $304M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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