Unclaimed Profile

David Scott Neal

D. SCOTT NEAL, INC.·LEXINGTON, Kentucky

Clean recordD. SCOTT NEAL, INC.

3292 EAGLE VIEW LANE, LEXINGTON, KY 40509CRD# 2665518Firm CRD# 110975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Scott Neal · LEXINGTON, KY

Registration

CRD #2665518 · D. SCOTT NEAL, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

David Scott Neal is a registered financial advisor based in LEXINGTON, Kentucky, affiliated with D. SCOTT NEAL, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

D. SCOTT NEAL, INC.

AUM

$304M

Regulatory assets under management

Employees

Total firm employees

View all advisors at D. SCOTT NEAL, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2665518

Firm CRD# 110975

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Frequently Asked Questions

What services does David Scott Neal offer?

David Scott Neal specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are David Scott Neal's credentials?

David Scott Neal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Scott Neal located?

David Scott Neal is based in LEXINGTON, Kentucky, working with D. SCOTT NEAL, INC.. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does David Scott Neal charge for services?

David Scott Neal's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is D. SCOTT NEAL, INC.?

D. SCOTT NEAL, INC. has approximately 10 employees and manages $304M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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