Unclaimed Profile

Michael Joseph Maisel

LEGACY FINANCIAL ADVISORS, INC.·COVINGTON, Kentucky

SIE, Series 7, Series 63Clean record26 years registeredLEGACY FINANCIAL ADVISORS, INC.

117 EAST FOURTH STREET, COVINGTON, KY 41011CRD# 4214372Firm CRD# 158675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Joseph Maisel · COVINGTON, KY

Registration

CRD #4214372 · LEGACY FINANCIAL ADVISORS, INC. · 26 years registered

Brand Profile

Not yet started

Career History

LEGACY FINANCIAL ADVISORS, INC.

Sep 2011 – present

NFP SECURITIES, INC.

Aug 2005 – Sep 2011

COVINGTON, KY

LINCOLN FINANCIAL ADVISORS CORPORATION

Jul 2000 – Aug 2005

COVINGTON, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 19, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY FINANCIAL ADVISORS, INC.

CRD 158675 · SEC 801-72637

AUM

$1.1B

Regulatory assets under management

Employees

4,401 client accounts

Services offered by LEGACY FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Joseph Maisel offer?

Michael Joseph Maisel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COVINGTON, Kentucky for a consultation.

What are Michael Joseph Maisel's credentials?

Michael Joseph Maisel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Joseph Maisel located?

Michael Joseph Maisel is based in COVINGTON, Kentucky, working with LEGACY FINANCIAL ADVISORS, INC.. Their office serves clients in the COVINGTON metropolitan area and surrounding communities.

How does Michael Joseph Maisel charge for services?

Michael Joseph Maisel's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL ADVISORS, INC.?

LEGACY FINANCIAL ADVISORS, INC. has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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