Unclaimed Profile

David Lee Harris

MCF ADVISORS, LLC·COVINGTON, Kentucky

Series 7, Series 22, Series 24, Series 39, Series 51, Series 63, Series 66Clean record23 years registeredMCF ADVISORS, LLC

50 E. RIVERCENTER BLVD.,, COVINGTON, KY 41011CRD# 1235595Firm CRD# 130372

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Harris · COVINGTON, KY

Registration

CRD #1235595 · MCF ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MCF ADVISORS, LLC

Jan 2017 – present

MCF ADVISORS, LLC

Feb 2004 – Dec 2016

Lexington, KY

MID CENTRAL FINANCIAL ADVISORS, INC.

Aug 2003 – Mar 2004

COVINGTON, KY

FSC SECURITIES CORPORATION

Jul 2003 – Aug 2003

COVINGTON, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 22

Series 24

Series 39

Series 51

Series 63

Series 66

Registration record

First registered · July 15, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MCF ADVISORS, LLC

CRD 130372 · SEC 801-62765

AUM

$2.9B

Regulatory assets under management

Employees

4,260 client accounts

Services offered by MCF ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MCF ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Lee Harris offer?

David Lee Harris specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COVINGTON, Kentucky for a consultation.

What are David Lee Harris's credentials?

David Lee Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Harris located?

David Lee Harris is based in COVINGTON, Kentucky, working with MCF ADVISORS, LLC. Their office serves clients in the COVINGTON metropolitan area and surrounding communities.

How does David Lee Harris charge for services?

David Lee Harris's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCF ADVISORS, LLC?

MCF ADVISORS, LLC has approximately 34 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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