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Adrian Michael Schau

LEGACY FINANCIAL ADVISORS, INC.·COVINGTON, Kentucky
Clean recordLEGACY FINANCIAL ADVISORS, INC.
117 EAST FOURTH STREET, COVINGTON, KY 41011CRD# 5816814Firm CRD# 158675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Adrian Michael Schau · COVINGTON, KY
Registration
CRD #5816814 · LEGACY FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Adrian Michael Schau is a registered financial advisor based in COVINGTON, Kentucky, affiliated with LEGACY FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
LEGACY FINANCIAL ADVISORS, INC.
LEGACY FINANCIAL ADVISORS, INC.
AUM
$1.1B
Regulatory assets under management
Employees
17
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5816814
Firm CRD# 158675
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Adrian Michael Schau offer?
Adrian Michael Schau specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COVINGTON, Kentucky for a consultation.
What are Adrian Michael Schau's credentials?
Adrian Michael Schau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Adrian Michael Schau located?
Adrian Michael Schau is based in COVINGTON, Kentucky, working with LEGACY FINANCIAL ADVISORS, INC.. Their office serves clients in the COVINGTON metropolitan area and surrounding communities.
How does Adrian Michael Schau charge for services?
Adrian Michael Schau's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGACY FINANCIAL ADVISORS, INC.?
LEGACY FINANCIAL ADVISORS, INC. has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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