Unclaimed Profile

James Scott Downing

MCF ADVISORS, LLC·COVINGTON, Kentucky

SIE, Series 6, Series 7, Series 63, Series 66Clean record14 years registeredMCF ADVISORS, LLC

50 E. RIVERCENTER BLVD.,, COVINGTON, KY 41011CRD# 5226873Firm CRD# 130372

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Scott Downing · COVINGTON, KY

Registration

CRD #5226873 · MCF ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

MCF ADVISORS, LLC

Jan 2017 – present

MCF ADVISORS, LLC

Dec 2015 – Dec 2016

Lexington, KY

ON INVESTMENT MANAGEMENT CO

Nov 2011 – Oct 2015

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · November 9, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MCF ADVISORS, LLC

CRD 130372 · SEC 801-62765

AUM

$2.9B

Regulatory assets under management

Employees

4,260 client accounts

Services offered by MCF ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MCF ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in COVINGTON?

Browse all registered financial advisors in COVINGTON, Kentucky or claim this profile if it's yours.

Browse COVINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Scott Downing offer?

James Scott Downing specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COVINGTON, Kentucky for a consultation.

What are James Scott Downing's credentials?

James Scott Downing is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Scott Downing located?

James Scott Downing is based in COVINGTON, Kentucky, working with MCF ADVISORS, LLC. Their office serves clients in the COVINGTON metropolitan area and surrounding communities.

How does James Scott Downing charge for services?

James Scott Downing's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCF ADVISORS, LLC?

MCF ADVISORS, LLC has approximately 34 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →