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Herbert Howard Southworth

MOSBY LINCOLN LC·WICHITA, Kansas
Clean recordMOSBY LINCOLN LC
7309 E. 21ST, SUITE 120, WICHITA, KS 67206-1178CRD# 2806499Firm CRD# 107135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Herbert Howard Southworth · WICHITA, KS
Registration
CRD #2806499 · MOSBY LINCOLN LC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Herbert Howard Southworth is a registered financial advisor based in WICHITA, Kansas, affiliated with MOSBY LINCOLN LC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Fee-Only Advisory
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
MOSBY LINCOLN LC
MOSBY LINCOLN LC
AUM
$354M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at MOSBY LINCOLN LC →
Services
Portfolio management (individuals)
Pension consulting
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2806499
Firm CRD# 107135
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Herbert Howard Southworth offer?
Herbert Howard Southworth specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in WICHITA, Kansas for a consultation.
What are Herbert Howard Southworth's credentials?
Herbert Howard Southworth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Herbert Howard Southworth located?
Herbert Howard Southworth is based in WICHITA, Kansas, working with MOSBY LINCOLN LC. Their office serves clients in the WICHITA metropolitan area and surrounding communities.
How does Herbert Howard Southworth charge for services?
Herbert Howard Southworth's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOSBY LINCOLN LC?
MOSBY LINCOLN LC has approximately 2 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MOSBY LINCOLN LC

Todd M Connell
WICHITA, KS
Marguerite L Lincoln
WICHITA, KS
Edward Lincoln
WICHITA, KS
Brent D Klaassen
WICHITA, KS
Wiggins Toni
WICHITA, KS

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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