Unclaimed Profile

Herbert Howard Southworth

MOSBY LINCOLN LC·WICHITA, Kansas

Series 65Clean record29 years registeredMOSBY LINCOLN LC

7309 E. 21ST, SUITE 120, WICHITA, KS 67206-1178CRD# 2806499Firm CRD# 107135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Herbert Howard Southworth · WICHITA, KS

Registration

CRD #2806499 · MOSBY LINCOLN LC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MOSBY LINCOLN LC

MOSBY LINCOLN LC

Dec 1996 – Jul 2019

WICHITA, KS

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 19, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOSBY LINCOLN LC

CRD 107135 · SEC 801-43756

AUM

$354M

Regulatory assets under management

Employees

6 client accounts

Services offered by MOSBY LINCOLN LC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at MOSBY LINCOLN LC →

Introduction

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Frequently Asked Questions

What services does Herbert Howard Southworth offer?

Herbert Howard Southworth specializes in Investment Management, Retirement Planning, Fee-Only Advisory.

What are Herbert Howard Southworth's credentials?

Herbert Howard Southworth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Herbert Howard Southworth located?

Herbert Howard Southworth is based in WICHITA, Kansas, last registered with MOSBY LINCOLN LC.

How does Herbert Howard Southworth charge for services?

Herbert Howard Southworth's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOSBY LINCOLN LC?

MOSBY LINCOLN LC has approximately 2 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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