Unclaimed Profile

Joel Walter Looney

ROCKY MOUNTAIN ADVISERS, LLC·SALINA, Kansas

Series 7, Series 63, Series 65Clean record27 years registeredROCKY MOUNTAIN ADVISERS, LLC

2121 E. CRAWFORD PLACE, SALINA, KS 67401CRD# 3128830Firm CRD# 148479

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Walter Looney · SALINA, KS

Registration

CRD #3128830 · ROCKY MOUNTAIN ADVISERS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROCKY MOUNTAIN ADVISERS, LLC

ROCKY MOUNTAIN ADVISERS, LLC

Oct 2013 – Apr 2026

SALINA, KS

VSR ADVISORY SERVICES

Apr 2007 – Oct 2013

SALINA, KS

MULTI-FINANCIAL SECURITIES CORPORATION

Jul 1999 – May 2007

SALINA, KS

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 6, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROCKY MOUNTAIN ADVISERS, LLC

CRD 148479 · SEC 801-70202

AUM

$2.6B

Regulatory assets under management

Employees

413 client accounts

Services offered by ROCKY MOUNTAIN ADVISERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at ROCKY MOUNTAIN ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Joel Walter Looney offer?

Joel Walter Looney specializes in Financial Planning, Investment Management.

What are Joel Walter Looney's credentials?

Joel Walter Looney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Walter Looney located?

Joel Walter Looney is based in SALINA, Kansas, last registered with ROCKY MOUNTAIN ADVISERS, LLC.

How does Joel Walter Looney charge for services?

Joel Walter Looney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCKY MOUNTAIN ADVISERS, LLC?

ROCKY MOUNTAIN ADVISERS, LLC has approximately 10 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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