Unclaimed Profile

Chad Mitchell Koehn

UNITED CAPITAL MANAGEMENT OF KANSAS, INC.·SALINA, Kansas

SIE, Series 6, Series 7, Series 63, Series 6529 years registeredUNITED CAPITAL MANAGEMENT OF KANSAS, INC.

227 NORTH SANTA FE, SALINA, KS 67401CRD# 2216169Firm CRD# 157755

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chad Mitchell Koehn · SALINA, KS

Registration

CRD #2216169 · UNITED CAPITAL MANAGEMENT OF KANSAS, INC. · 29 years registered

Brand Profile

Not yet started

Career History

UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

Jan 2012 – present

STERNE AGEE ASSET MANAGEMENT, INC.

Oct 2005 – Sep 2015

SALINA, KS

STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT

Jan 2004 – Feb 2004

SALINA, KS

WADDELL & REED, INC.

Jul 1997 – Jan 2004

SALINA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 1, 1997

Years registered · 29

Disclosure History

2022Regulatory·Final

2017Customer Dispute·Denied

2009Customer Dispute·Settled

2004Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

CRD 157755 · SEC 801-80159

AUM

$460M

Regulatory assets under management

Employees

2,290 client accounts

Services offered by UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at UNITED CAPITAL MANAGEMENT OF KANSAS, INC. →

Introduction

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Frequently Asked Questions

What services does Chad Mitchell Koehn offer?

Chad Mitchell Koehn specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SALINA, Kansas for a consultation.

What are Chad Mitchell Koehn's credentials?

Chad Mitchell Koehn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chad Mitchell Koehn located?

Chad Mitchell Koehn is based in SALINA, Kansas, working with UNITED CAPITAL MANAGEMENT OF KANSAS, INC.. Their office serves clients in the SALINA metropolitan area and surrounding communities.

How does Chad Mitchell Koehn charge for services?

Chad Mitchell Koehn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED CAPITAL MANAGEMENT OF KANSAS, INC.?

UNITED CAPITAL MANAGEMENT OF KANSAS, INC. has approximately 31 employees and manages $460M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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