Unclaimed Profile

Brendon James Fischer

ROCKY MOUNTAIN ADVISERS, LLC·BOULDER, Colorado

Series 65Clean record8 years registeredROCKY MOUNTAIN ADVISERS, LLC

2344 SPRUCE STREET, BOULDER, CO 80302CRD# 6037389Firm CRD# 148479

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brendon James Fischer · BOULDER, CO

Registration

CRD #6037389 · ROCKY MOUNTAIN ADVISERS, LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROCKY MOUNTAIN ADVISERS, LLC

FISCHER CAPITAL MANAGEMENT LLC

Jul 2018 – Aug 2025

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 11, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROCKY MOUNTAIN ADVISERS, LLC

CRD 148479 · SEC 801-70202

AUM

$2.6B

Regulatory assets under management

Employees

413 client accounts

Services offered by ROCKY MOUNTAIN ADVISERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at ROCKY MOUNTAIN ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Brendon James Fischer offer?

Brendon James Fischer specializes in Financial Planning, Investment Management.

What are Brendon James Fischer's credentials?

Brendon James Fischer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brendon James Fischer located?

Brendon James Fischer is based in BOULDER, Colorado, last registered with ROCKY MOUNTAIN ADVISERS, LLC.

How does Brendon James Fischer charge for services?

Brendon James Fischer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCKY MOUNTAIN ADVISERS, LLC?

ROCKY MOUNTAIN ADVISERS, LLC has approximately 10 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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