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Richard Alan Rosenberg

MARINER WEALTH ADVISORS-NYC, LLC·OVERLAND PARK, Kansas
Unclaimed Profile
5700 W. 112 STREET, OVERLAND PARK, KS 66211CRD# 4619434Firm CRD# 169459
01

About

Richard Alan Rosenberg is a registered financial advisor based in OVERLAND PARK, Kansas, affiliated with MARINER WEALTH ADVISORS-NYC, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
MARINER WEALTH ADVISORS-NYC, LLC
MARINER WEALTH ADVISORS
AUM
$724M
Regulatory assets under management
Employees
37
Total firm employees
View all advisors at MARINER WEALTH ADVISORS-NYC, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4619434
Firm CRD# 169459
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Alan Rosenberg offer?
Richard Alan Rosenberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OVERLAND PARK, Kansas for a consultation.
What are Richard Alan Rosenberg's credentials?
Richard Alan Rosenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Alan Rosenberg located?
Richard Alan Rosenberg is based in OVERLAND PARK, Kansas, working with MARINER WEALTH ADVISORS-NYC, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.
How does Richard Alan Rosenberg charge for services?
Richard Alan Rosenberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MARINER WEALTH ADVISORS-NYC, LLC?
MARINER WEALTH ADVISORS-NYC, LLC has approximately 37 employees and manages $724M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MARINER WEALTH ADVISORS-NYC, LLC

Justin Blake Mccarthy
OVERLAND PARK, KS
Rosario Joseph Ruffino
OVERLAND PARK, KS

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