MARINER WEALTH ADVISORS-NYC, LLC

MARINER WEALTH ADVISORS

OVERLAND PARK, Kansas·3 registered advisors·CRD# 169459

SEC# 801-787219139045700

01

Firm Overview

AUM

$724M

Regulatory assets under management

Employees

37

Total firm employees

Advisors

3

Registered representatives

02

Services & Fees

Advisory Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Compensation

Percentage of AUM

Hourly charges

Subscription fees

03

Specialties

Financial Planning Investment Management Wealth Management

04

Advisors at MARINER WEALTH ADVISORS-NYC, LLC

3 registered advisors

Justin Blake Mccarthy

OVERLAND PARK, Kansas

Richard Alan Rosenberg

OVERLAND PARK, Kansas

Rosario Joseph Ruffino

OVERLAND PARK, Kansas

05

Office Locations

OVERLAND PARK, Kansas

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Data sourced from SEC Form ADV filings. MARINER WEALTH ADVISORS-NYC, LLC (CRD# 169459) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.