Unclaimed Profile

Christopher Freitas Mercado

MARINER INDEPENDENT ADVISOR NETWORK, LLC·OVERLAND PARK, Kansas

SIE, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 6620 years registeredMARINER INDEPENDENT ADVISOR NETWORK, LLC

5700 W 112TH STREET, OVERLAND PARK, KS 66211CRD# 2827417Firm CRD# 283824

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Freitas Mercado · OVERLAND PARK, KS

Registration

CRD #2827417 · MARINER INDEPENDENT ADVISOR NETWORK, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARINER INDEPENDENT ADVISOR NETWORK, LLC

MARINER ADVISOR NETWORK

Apr 2022 – May 2026

Danville, CA

LPL FINANCIAL LLC

Dec 2012 – Jun 2022

SACRAMENTO, CA

UVEST FINANCIAL SERVICES GROUP, INC.

Aug 2009 – Feb 2012

SAN DIEGO, CA

LPL FINANCIAL LLC

Feb 2006 – Feb 2012

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · February 1, 2006

Years registered · 20

Disclosure History

1992Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARINER INDEPENDENT ADVISOR NETWORK, LLC

CRD 283824 · SEC 801-107913

AUM

$8.1B

Regulatory assets under management

Employees

184

27,977 client accounts

Services offered by MARINER INDEPENDENT ADVISOR NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARINER INDEPENDENT ADVISOR NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Freitas Mercado offer?

Christopher Freitas Mercado specializes in Financial Planning, Investment Management, Wealth Management.

What are Christopher Freitas Mercado's credentials?

Christopher Freitas Mercado is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Freitas Mercado located?

Christopher Freitas Mercado is based in OVERLAND PARK, Kansas, last registered with MARINER INDEPENDENT ADVISOR NETWORK, LLC.

How does Christopher Freitas Mercado charge for services?

Christopher Freitas Mercado's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARINER INDEPENDENT ADVISOR NETWORK, LLC?

MARINER INDEPENDENT ADVISOR NETWORK, LLC has approximately 184 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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