Unclaimed Profile

James M Moore

AFA INC.·LAWRENCE, Kansas

Clean recordAFA INC.

3705 CLINTON PARKWAY, LAWRENCE, KS 66047-3051CRD# 5785151Firm CRD# 114412

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James M Moore · LAWRENCE, KS

Registration

CRD #5785151 · AFA INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James M Moore is a registered financial advisor based in LAWRENCE, Kansas, affiliated with AFA INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

AFA INC.

AFFINITY FINANCIAL ADVISORS

AUM

$466M

Regulatory assets under management

Employees

Total firm employees

View all advisors at AFA INC. →

Services

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 5785151

Firm CRD# 114412

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James M Moore offer?

James M Moore specializes in Financial Planning, Investment Management. Contact their office in LAWRENCE, Kansas for a consultation.

What are James M Moore's credentials?

James M Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James M Moore located?

James M Moore is based in LAWRENCE, Kansas, working with AFA INC.. Their office serves clients in the LAWRENCE metropolitan area and surrounding communities.

How does James M Moore charge for services?

James M Moore's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AFA INC.?

AFA INC. has approximately 22 employees and manages $466M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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