Unclaimed Profile

Mark David Harper

TRIAD WEALTH MANAGEMENT, LLC·LAWRENCE, Kansas

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 63, Series 65Clean record8 years registeredTRIAD WEALTH MANAGEMENT, LLC

730 NEW HAMPSHIRE ST, LAWRENCE, KS 66044CRD# 6738843Firm CRD# 314293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark David Harper · LAWRENCE, KS

Registration

CRD #6738843 · TRIAD WEALTH MANAGEMENT, LLC · 8 years registered

Brand Profile

Not yet started

Career History

TRIAD WEALTH PARTNERS, LLC

Jan 2024 – present

TRIAD WEALTH PARTNERS, LLC

Aug 2023 – Dec 2023

LAWRENCE, KS

TRIAD WEALTH MANAGEMENT, LLC

Jun 2021 – Mar 2023

LAWRENCE, KS

AE WEALTH MANAGEMENT, LLC

Sep 2017 – Jan 2021

Topeka, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 63

Series 65

Registration record

First registered · September 6, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIAD WEALTH MANAGEMENT, LLC

CRD 314293 · SEC 801-121419

AUM

$44K

Regulatory assets under management

Employees

1 client accounts

Services offered by TRIAD WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TRIAD WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Mark David Harper offer?

Mark David Harper specializes in Investment Management, Fee-Only Advisory. Contact their office in LAWRENCE, Kansas for a consultation.

What are Mark David Harper's credentials?

Mark David Harper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark David Harper located?

Mark David Harper is based in LAWRENCE, Kansas, working with TRIAD WEALTH MANAGEMENT, LLC. Their office serves clients in the LAWRENCE metropolitan area and surrounding communities.

How does Mark David Harper charge for services?

Mark David Harper's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIAD WEALTH MANAGEMENT, LLC?

TRIAD WEALTH MANAGEMENT, LLC has approximately 12 employees and manages $44K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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