Unclaimed Profile

Garrett L Halton

THE PERSPECTIVE GROUP, LLC·LAWRENCE, Kansas

SIE, Series 7, Series 66CFPClean record12 years registeredTHE PERSPECTIVE GROUP, LLC

900 MASSACHUSETTS STREET, LAWRENCE, KS 66044CRD# 6224158Firm CRD# 175294

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Garrett L Halton · LAWRENCE, KS

Registration

CRD #6224158 · THE PERSPECTIVE GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Sep 2020 – present

THE PERSPECTIVE GROUP

Nov 2015 – present

LPL FINANCIAL LLC

Jan 2014 – Sep 2016

FORT MILL, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 3, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE PERSPECTIVE GROUP, LLC

CRD 175294 · SEC 801-119555

AUM

$178M

Regulatory assets under management

Employees

528 client accounts

Services offered by THE PERSPECTIVE GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PERSPECTIVE GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Garrett L Halton offer?

Garrett L Halton specializes in Financial Planning, Investment Management. Contact their office in LAWRENCE, Kansas for a consultation.

What are Garrett L Halton's credentials?

Garrett L Halton holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Garrett L Halton located?

Garrett L Halton is based in LAWRENCE, Kansas, working with THE PERSPECTIVE GROUP, LLC. Their office serves clients in the LAWRENCE metropolitan area and surrounding communities.

How does Garrett L Halton charge for services?

Garrett L Halton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PERSPECTIVE GROUP, LLC?

THE PERSPECTIVE GROUP, LLC has approximately 5 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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