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Karen Elizabeth Shaff

PRINCIPAL GLOBAL INVESTORS, LLC·DES MOINES, Iowa
Unclaimed Profile
801 GRAND AVE, DES MOINES, IA 50392-0001CRD# 4343508Firm CRD# 109002
01

About

Karen Elizabeth Shaff is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL GLOBAL INVESTORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
03

Firm Overview

Firm
PRINCIPAL GLOBAL INVESTORS, LLC
PRINCIPAL ASSET MANAGEMENT
AUM
$377.2B
Regulatory assets under management
Employees
1955
Total firm employees
View all advisors at PRINCIPAL GLOBAL INVESTORS, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE
Regulatory
SEC/IARD CRD# 4343508
Firm CRD# 109002
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Elizabeth Shaff offer?
Karen Elizabeth Shaff specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Karen Elizabeth Shaff's credentials?
Karen Elizabeth Shaff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Elizabeth Shaff located?
Karen Elizabeth Shaff is based in DES MOINES, Iowa, working with PRINCIPAL GLOBAL INVESTORS, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Karen Elizabeth Shaff charge for services?
Karen Elizabeth Shaff's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: charge on a cost allocation basis to principal life. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL GLOBAL INVESTORS, LLC?
PRINCIPAL GLOBAL INVESTORS, LLC has approximately 1955 employees and manages $377.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DES MOINES
David Michael Blake — PRINCIPAL GLOBAL INVESTORS, LLCJoyce Nixson Hoffman — PRINCOR FINANCIAL SERVICES CORPORATIONSamuel B O'brien — CAPITAL VIEW WEALTH MANAGEMENT, LLCEdward C Poulsen — AVIVA INVESTORS NORTH AMERICA, INC.Larry Donald Zimpleman — PRINCIPAL GLOBAL INVESTORS, LLC
Nearby cities in Iowa
WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)FAIRFIELD (31)
City Guides
WEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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