Unclaimed Profile

Louise Dorothy Holtz

BFC PLANNING, INC.·CEDAR RAPIDS, Iowa

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 99TOClean record22 years registeredBFC PLANNING, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 1942041Firm CRD# 119682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louise Dorothy Holtz · CEDAR RAPIDS, IA

Registration

CRD #1942041 · BFC PLANNING, INC. · 22 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Aug 2020 – present

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Dec 2019 – Jul 2020

Cedar Rapids, IA

BFC PLANNING, INC.

Jul 2019 – Jul 2020

CEDAR RAPIDS, IA

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Sep 2008 – Jul 2019

CEDAR RAPIDS, IA

J.R. RUSSO INVESTMENT ADVISORS

Mar 2006 – Jan 2009

CEDAR RAPIDS, IA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Oct 2003 – Jul 2012

CEDAR RAPIDS, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · October 9, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BFC PLANNING, INC.

CRD 119682 · SEC 801-67427

AUM

$1.8B

Regulatory assets under management

Employees

200

8,749 client accounts

Services offered by BFC PLANNING, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BFC PLANNING, INC. →

Introduction

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Frequently Asked Questions

What services does Louise Dorothy Holtz offer?

Louise Dorothy Holtz specializes in Financial Planning, Investment Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Louise Dorothy Holtz's credentials?

Louise Dorothy Holtz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louise Dorothy Holtz located?

Louise Dorothy Holtz is based in CEDAR RAPIDS, Iowa, working with BFC PLANNING, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Louise Dorothy Holtz charge for services?

Louise Dorothy Holtz's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BFC PLANNING, INC.?

BFC PLANNING, INC. has approximately 200 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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