Unclaimed Profile

Thomas Joseph Berthel

BFC PLANNING, INC.·CEDAR RAPIDS, Iowa

BFC PLANNING, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 823289Firm CRD# 119682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Berthel · CEDAR RAPIDS, IA

Registration

CRD #823289 · BFC PLANNING, INC.

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Thomas Joseph Berthel is a registered financial advisor based in CEDAR RAPIDS, Iowa, affiliated with BFC PLANNING, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

BFC PLANNING, INC.

AUM

$1.8B

Regulatory assets under management

Employees

200

Total firm employees

View all advisors at BFC PLANNING, INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: SOLICITOR FEE

Regulatory

SEC/IARD CRD# 823289

Firm CRD# 119682

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Joseph Berthel offer?

Thomas Joseph Berthel specializes in Financial Planning, Investment Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Thomas Joseph Berthel's credentials?

Thomas Joseph Berthel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Joseph Berthel located?

Thomas Joseph Berthel is based in CEDAR RAPIDS, Iowa, working with BFC PLANNING, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Thomas Joseph Berthel charge for services?

Thomas Joseph Berthel's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BFC PLANNING, INC.?

BFC PLANNING, INC. has approximately 200 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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