Unclaimed Profile

Warren Andrew Pies

3FOURTEEN & SMI ADVISORY SERVICES, LLC·COLUMBUS, Indiana

Series 65Clean record13 years registered3FOURTEEN & SMI ADVISORY SERVICES, LLC

4400 RAY BOLL BLVD., COLUMBUS, IN 47203CRD# 6053520Firm CRD# 331301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Warren Andrew Pies · COLUMBUS, IN

Registration

CRD #6053520 · 3FOURTEEN & SMI ADVISORY SERVICES, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 3FOURTEEN & SMI ADVISORY SERVICES, LLC

NED DAVIS RESEARCH, INC.

Aug 2012 – Oct 2020

VENICE, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 28, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

3FOURTEEN & SMI ADVISORY SERVICES, LLC

CRD 331301 · SEC 801-130295

AUM

$471M

Regulatory assets under management

Employees

1 client accounts

Services offered by 3FOURTEEN & SMI ADVISORY SERVICES, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at 3FOURTEEN & SMI ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Warren Andrew Pies offer?

Warren Andrew Pies specializes in Investment Management, Fee-Only Advisory.

What are Warren Andrew Pies's credentials?

Warren Andrew Pies is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Warren Andrew Pies located?

Warren Andrew Pies is based in COLUMBUS, Indiana, last registered with 3FOURTEEN & SMI ADVISORY SERVICES, LLC.

How does Warren Andrew Pies charge for services?

Warren Andrew Pies's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 3FOURTEEN & SMI ADVISORY SERVICES, LLC?

3FOURTEEN & SMI ADVISORY SERVICES, LLC has approximately 7 employees and manages $471M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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