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Warren Andrew Pies

3FOURTEEN & SMI ADVISORY SERVICES, LLC·COLUMBUS, Indiana
Unclaimed Profile
4400 RAY BOLL BLVD., COLUMBUS, IN 47203CRD# 6053520Firm CRD# 331301
01

About

Warren Andrew Pies is a registered financial advisor based in COLUMBUS, Indiana, affiliated with 3FOURTEEN & SMI ADVISORY SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
03

Firm Overview

Firm
3FOURTEEN & SMI ADVISORY SERVICES, LLC
3FOURTEEN & SMI ADVISORY SERVICES, LLC
AUM
$471M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at 3FOURTEEN & SMI ADVISORY SERVICES, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6053520
Firm CRD# 331301
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Warren Andrew Pies offer?
Warren Andrew Pies specializes in Investment Management, Fee-Only Advisory. Contact their office in COLUMBUS, Indiana for a consultation.
What are Warren Andrew Pies's credentials?
Warren Andrew Pies is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Warren Andrew Pies located?
Warren Andrew Pies is based in COLUMBUS, Indiana, working with 3FOURTEEN & SMI ADVISORY SERVICES, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Warren Andrew Pies charge for services?
Warren Andrew Pies's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is 3FOURTEEN & SMI ADVISORY SERVICES, LLC?
3FOURTEEN & SMI ADVISORY SERVICES, LLC has approximately 7 employees and manages $471M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Indiana
INDIANAPOLIS (397)CARMEL (128)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)
City Guides
INDIANAPOLIS GuideCARMEL GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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