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3FOURTEEN & SMI ADVISORY SERVICES, LLC
3FOURTEEN & SMI ADVISORY SERVICES, LLC
COLUMBUS, Indiana
·
2 registered advisors
·
CRD# 331301
SEC# 801-130295
0
800-796-4975
01
Firm Overview
AUM
$471M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Compensation
Percentage of AUM
03
Specialties
Investment Management
Fee-Only Advisory
04
Advisors at 3FOURTEEN & SMI ADVISORY SERVICES, LLC
2 registered advisors
Eric Stephen Collier
COLUMBUS, Indiana
CRD# 5052172
Warren Andrew Pies
COLUMBUS, Indiana
CRD# 6053520
05
Office Locations
COLUMBUS, Indiana
2 advisors
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Data sourced from SEC Form ADV filings. 3FOURTEEN & SMI ADVISORY SERVICES, LLC (CRD# 331301) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.