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Eric Stephen Collier

3FOURTEEN & SMI ADVISORY SERVICES, LLC·COLUMBUS, Indiana
Series 65Clean record20 years registered3FOURTEEN & SMI ADVISORY SERVICES, LLC
4400 RAY BOLL BLVD., COLUMBUS, IN 47203CRD# 5052172Firm CRD# 331301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Stephen Collier · COLUMBUS, IN
Registration
CRD #5052172 · 3FOURTEEN & SMI ADVISORY SERVICES, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

SMI ADVISORY SERVICES, LLC
Apr 2016 – present
OMNIUM, LLC.
Feb 2006 – Dec 2007
COLUMBUS, IN
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 6, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
3FOURTEEN & SMI ADVISORY SERVICES, LLC
CRD 331301 · SEC 801-130295
AUM
$471M
Regulatory assets under management
Employees
7
1 client accounts
Services offered by 3FOURTEEN & SMI ADVISORY SERVICES, LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at 3FOURTEEN & SMI ADVISORY SERVICES, LLC →
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Frequently Asked Questions

What services does Eric Stephen Collier offer?
Eric Stephen Collier specializes in Investment Management, Fee-Only Advisory. Contact their office in COLUMBUS, Indiana for a consultation.
What are Eric Stephen Collier's credentials?
Eric Stephen Collier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Stephen Collier located?
Eric Stephen Collier is based in COLUMBUS, Indiana, working with 3FOURTEEN & SMI ADVISORY SERVICES, LLC. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.
How does Eric Stephen Collier charge for services?
Eric Stephen Collier's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is 3FOURTEEN & SMI ADVISORY SERVICES, LLC?
3FOURTEEN & SMI ADVISORY SERVICES, LLC has approximately 7 employees and manages $471M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Warren Andrew Pies
COLUMBUS, IN

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