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David Reynolds Tracey

PATHWAY FINANCIAL ADVISERS, LLC·AUBURN, Indiana
Clean recordPATHWAY FINANCIAL ADVISERS, LLC
4571 COUNTY ROAD 35, AUBURN, IN 46706CRD# 5222875Firm CRD# 166237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Reynolds Tracey · AUBURN, IN
Registration
CRD #5222875 · PATHWAY FINANCIAL ADVISERS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

David Reynolds Tracey is a registered financial advisor based in AUBURN, Indiana, affiliated with PATHWAY FINANCIAL ADVISERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PATHWAY FINANCIAL ADVISERS, LLC
PATHWAY FINANCIAL ADVISERS, LLC
AUM
$384M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at PATHWAY FINANCIAL ADVISERS, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5222875
Firm CRD# 166237
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Reynolds Tracey offer?
David Reynolds Tracey specializes in Financial Planning, Investment Management. Contact their office in AUBURN, Indiana for a consultation.
What are David Reynolds Tracey's credentials?
David Reynolds Tracey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Reynolds Tracey located?
David Reynolds Tracey is based in AUBURN, Indiana, working with PATHWAY FINANCIAL ADVISERS, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.
How does David Reynolds Tracey charge for services?
David Reynolds Tracey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PATHWAY FINANCIAL ADVISERS, LLC?
PATHWAY FINANCIAL ADVISERS, LLC has approximately 8 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Steven Eric Post
AUBURN, IN
Joel Matthew Grimm
AUBURN, IN

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