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David Reynolds Tracey

PATHWAY FINANCIAL ADVISERS, LLC·AUBURN, Indiana
Series 7, Series 66CFPClean record16 years registeredPATHWAY FINANCIAL ADVISERS, LLC
4571 COUNTY ROAD 35, AUBURN, IN 46706CRD# 5222875Firm CRD# 166237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Reynolds Tracey · AUBURN, IN
Registration
CRD #5222875 · PATHWAY FINANCIAL ADVISERS, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

PATHWAY FINANCIAL ADVISERS, LLC
Dec 2017 – present
PRIMEVEST FINANCIAL SERVICES, INC.
Sep 2009 – Jul 2012
FORT WAYNE, IN
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · September 21, 2009
Years registered · 16
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PATHWAY FINANCIAL ADVISERS, LLC
CRD 166237 · SEC 801-80650
AUM
$384M
Regulatory assets under management
Employees
8
1,604 client accounts
Services offered by PATHWAY FINANCIAL ADVISERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PATHWAY FINANCIAL ADVISERS, LLC →
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05

Frequently Asked Questions

What services does David Reynolds Tracey offer?
David Reynolds Tracey specializes in Financial Planning, Investment Management. Contact their office in AUBURN, Indiana for a consultation.
What are David Reynolds Tracey's credentials?
David Reynolds Tracey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is David Reynolds Tracey located?
David Reynolds Tracey is based in AUBURN, Indiana, working with PATHWAY FINANCIAL ADVISERS, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.
How does David Reynolds Tracey charge for services?
David Reynolds Tracey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PATHWAY FINANCIAL ADVISERS, LLC?
PATHWAY FINANCIAL ADVISERS, LLC has approximately 8 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PATHWAY FINANCIAL ADVISERS, LLC

Steven Eric Post
AUBURN, IN
Joel Matthew Grimm
AUBURN, IN

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