AdvisorOS Directory
Claim Profile
Unclaimed Profile
BL

Barton Liro

HERO INVESTMENT PLANNERS LLC·WEST DUNDEE, Illinois
SIE, Series 6, Series 7, Series 63, Series 66, Series 79TOClean record18 years registeredHERO INVESTMENT PLANNERS LLC
650 SPRING HILL RING ROAD, WEST DUNDEE, IL 60118CRD# 5042457Firm CRD# 311962

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Barton Liro · WEST DUNDEE, IL
Registration
CRD #5042457 · HERO INVESTMENT PLANNERS LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

LPL FINANCIAL LLC
Nov 2022 – present
LPL FINANCIAL LLC
Nov 2022 – present
HENDRICKS WEALTH AND ESTATE MANAGEMENT
Mar 2021 – Mar 2023
WEST DUNDEE, IL
HERO INVESTMENT PLANNERS LLC
Mar 2021 – Mar 2023
BROOKLINE, MA
CETERA ADVISORS LLC
Dec 2016 – Dec 2020
BRIGHTON, MA
CETERA ADVISOR NETWORKS LLC
Nov 2016 – Dec 2020
BRIGHTON, MA
CETERA INVESTMENT MANAGEMENT LLC
Jun 2015 – Dec 2017
WAKEFIELD, MA
FIRST ALLIED ASSET MANAGEMENT, INC.
Mar 2015 – Oct 2015
SCOTTSDALE, AZ
INVESTORS CAPITAL ADVISORY
Jul 2008 – Oct 2016
LYNNFIELD, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 66
Series 79TO
Registration record
First registered · July 31, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HERO INVESTMENT PLANNERS LLC
CRD 311962 · SEC 801-120069
AUM
$2M
Regulatory assets under management
Employees
5
12 client accounts
Services offered by HERO INVESTMENT PLANNERS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HERO INVESTMENT PLANNERS LLC →
Introduction

Speak with Barton

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Barton is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WEST DUNDEE?

Browse all registered financial advisors in WEST DUNDEE, Illinois or claim this profile if it's yours.

Browse WEST DUNDEE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Barton Liro offer?
Barton Liro specializes in Financial Planning, Investment Management. Contact their office in WEST DUNDEE, Illinois for a consultation.
What are Barton Liro's credentials?
Barton Liro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Barton Liro located?
Barton Liro is based in WEST DUNDEE, Illinois, working with HERO INVESTMENT PLANNERS LLC. Their office serves clients in the WEST DUNDEE metropolitan area and surrounding communities.
How does Barton Liro charge for services?
Barton Liro's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERO INVESTMENT PLANNERS LLC?
HERO INVESTMENT PLANNERS LLC has approximately 5 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in WEST DUNDEE, Illinois

James Gerald Hendricks
J.G.HENDRICKS FINANCIAL SERVICES, LLC·WEST DUNDEE, IL
CFP
Sean Michael Hendricks
J.G.HENDRICKS FINANCIAL SERVICES, LLC·WEST DUNDEE, IL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)
City Guides
CHICAGO GuideNAPERVILLE GuideDOWNERS GROVE GuideOAK BROOK GuideNORTHBROOK Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Request removal of this profile