Unclaimed Profile

Brian James Henderson

WHITNELL & CO·OAK BROOK, Illinois

SIE, Series 7, Series 7TO, Series 63, Series 65, Series 66Clean record21 years registeredWHITNELL & CO

701 HARGER ROAD, OAK BROOK, IL 60523-1489CRD# 2499420Firm CRD# 104633

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian James Henderson · OAK BROOK, IL

Registration

CRD #2499420 · WHITNELL & CO · 21 years registered

Brand Profile

Not yet started

Career History

ROCKEFELLER CAPITAL MANAGEMENT

Aug 2023 – present

ROCKEFELLER CAPITAL MANAGEMENT

Mar 2021 – present

WHITNELL & CO

Oct 2007 – Mar 2021

OAK BROOK, IL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Sep 2004 – Jun 2007

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 65

Series 66

Registration record

First registered · September 29, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WHITNELL & CO

CRD 104633 · SEC 801-36433

AUM

$1.2B

Regulatory assets under management

Employees

1,418 client accounts

Services offered by WHITNELL & CO

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WHITNELL & CO →

Introduction

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Frequently Asked Questions

What services does Brian James Henderson offer?

Brian James Henderson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OAK BROOK, Illinois for a consultation.

What are Brian James Henderson's credentials?

Brian James Henderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian James Henderson located?

Brian James Henderson is based in OAK BROOK, Illinois, working with WHITNELL & CO. Their office serves clients in the OAK BROOK metropolitan area and surrounding communities.

How does Brian James Henderson charge for services?

Brian James Henderson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHITNELL & CO?

WHITNELL & CO has approximately 25 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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