Unclaimed Profile

Shane Bradley Hoover

PHASE 3 CAPITAL MANAGEMENT LLC·NORTHBROOK, Illinois

SIE, Series 3, Series 7, Series 63CFAClean record14 years registeredPHASE 3 CAPITAL MANAGEMENT LLC

650 DUNDEE ROAD, NORTHBROOK, IL 60062CRD# 4006017Firm CRD# 294408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shane Bradley Hoover · NORTHBROOK, IL

Registration

CRD #4006017 · PHASE 3 CAPITAL MANAGEMENT LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PHASE 3 CAPITAL MANAGEMENT LLC

PT ASSET MANAGEMENT, LLC

Feb 2012 – Apr 2018

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Registration record

First registered · February 28, 2012

Years registered · 14

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PHASE 3 CAPITAL MANAGEMENT LLC

CRD 294408 · SEC 801-113155

AUM

$1.3B

Regulatory assets under management

Employees

7 client accounts

Services offered by PHASE 3 CAPITAL MANAGEMENT LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PHASE 3 CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Shane Bradley Hoover offer?

Shane Bradley Hoover specializes in Retirement Planning.

What are Shane Bradley Hoover's credentials?

Shane Bradley Hoover holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Shane Bradley Hoover located?

Shane Bradley Hoover is based in NORTHBROOK, Illinois, last registered with PHASE 3 CAPITAL MANAGEMENT LLC.

How does Shane Bradley Hoover charge for services?

Shane Bradley Hoover's firm is compensated through percentage of aum, performance-based fees, other: operating expense pass through. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHASE 3 CAPITAL MANAGEMENT LLC?

PHASE 3 CAPITAL MANAGEMENT LLC has approximately 8 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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