PHASE 3 CAPITAL MANAGEMENT LLC

NORTHBROOK, Illinois·3 registered advisors·CRD# 294408

SEC# 801-1131551312-858-3800

01

Firm Overview

AUM

$1.3B

Regulatory assets under management

Employees

8

Total firm employees

Advisors

3

Registered representatives

02

Services & Fees

Advisory Services

Pension consulting

Compensation

Percentage of AUM

Performance-based fees

Other: OPERATING EXPENSE PASS THROUGH

03

Specialties

Retirement Planning

04

Advisors at PHASE 3 CAPITAL MANAGEMENT LLC

3 registered advisors

Ethan Scott Youderian

NORTHBROOK, Illinois

Karim Said Alwan

NORTHBROOK, Illinois

Shane Bradley Hoover

NORTHBROOK, Illinois

05

Office Locations

NORTHBROOK, Illinois

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Data sourced from SEC Form ADV filings. PHASE 3 CAPITAL MANAGEMENT LLC (CRD# 294408) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.